Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934
SEC · final-rule · Published 2003-03-31 · 68 FR 15354
Document
Document number
03-7614
Federal Register citation
68 FR 15354
CFR reference
17 CFR 240
Type
Rule
Action
Final rule; correction.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2003-03-31
Docket
Release No. 34-44992A
Abstract
This document contains corrections to the amendments to the books and records requirements for brokers and dealers under the Securities Exchange Act of 1934 that were published on November 2, 2001. The corrections contained herein redesignate two paragraphs that were incorrectly numbered and amend references to those two paragraphs to reflect that change.