Commission Guidance Regarding Prohibited Conduct in Connection with IPO Allocations
SEC · other · Published 2005-04-13 · Effective 2005-04-07 · 70 FR 19672
Document
Document number
05-7366
Federal Register citation
70 FR 19672
CFR reference
17 CFR 231
Type
Rule
Action
Interpretation; solicitation of comments.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2005-04-13
Effective date
2005-04-07
Docket
Release Nos. 33-8565
Abstract
The Securities and Exchange Commission (Commission) is publishing this interpretive release with respect to prohibited conduct in connection with securities distributions, particularly with a focus on initial public offering (IPO) allocations. The Commission is soliciting comment on the issues discussed here.