Policy Statement Concerning Cooperation by Individuals in Its Investigations and Related Enforcement Actions
SEC · other · Published 2010-01-19 · Effective 2010-01-19 · 75 FR 3122
Document
Document number
2010-843
Federal Register citation
75 FR 3122
CFR reference
17 CFR 202
Type
Rule
Action
Policy statement.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2010-01-19
Effective date
2010-01-19
Docket
Release No. 34-61340
Abstract
The Securities and Exchange Commission is issuing a policy statement announcing the analytical framework it uses to evaluate cooperation by individuals.