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Securities Exempted; Distribution of Shares by Registered Open-End Management Investment Company; Applications Regarding Joint Enterprises or Arrangements and Certain Profit-Sharing Plans

SEC · final-rule · Published 2013-12-30 · Effective 2013-12-30 · 78 FR 79298

Document

Document number: 2013-31172
Federal Register citation: 78 FR 79298
CFR reference: 17 CFR 230
Type: Rule
Action: Final rule; technical amendments.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2013-12-30
Effective date: 2013-12-30
Docket: Release No. 33-9503

Abstract

The Securities and Exchange Commission ("Commission") is correcting outdated cross-references in rule 602 under the Securities Act of 1933 ("Securities Act") and rule 12b-1 under the Investment Company Act of 1940 ("Investment Company Act") and correcting an inadvertent error in rule 17d-1 under the Investment Company Act as published in the Federal Register on January 22, 2003.

Source

Authoritative: Federal Register document
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