Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction
SEC · other · Published 2022-02-11 · Effective 2022-02-11 · 87 FR 7934
Document
Document number
2022-02552
Federal Register citation
87 FR 7934
CFR reference
17 CFR 249
Type
Rule
Action
Correcting amendment.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2022-02-11
Effective date
2022-02-11
Docket
Release No. 34-87005D
Abstract
On September 19, 2019, the Securities and Exchange Commission (the "Commission") adopted recordkeeping, reporting, and notification requirements applicable to security-based swap dealers and major security-based swap participants, securities count requirements applicable to certain security-based swap dealers, and additional recordkeeping requirements applicable to broker-dealers to account for their security-based swap and swap activities. Release 34-87005 (Sept. 19, 2019) was published in the Federal Register on Dec. 16, 2019. This document corrects technical inaccuracies in that release.