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Amendment to Rule 102(e) of the Commission's Rules of Practice

SEC · final-rule · Published 1998-10-26 · Effective 1998-11-25 · 63 FR 57164

Document

Document number: 98-28466
Federal Register citation: 63 FR 57164
CFR reference: 17 CFR 201
Type: Rule
Action: Final rule.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 1998-10-26
Effective date: 1998-11-25
Docket: Release Nos. 33-7593

Abstract

The Securities and Exchange Commission (``Commission'') is adopting an amendment to Rule 102(e) of the Commission's Rules of Practice. Under Rule 102(e), the Commission can censure, suspend or bar persons who appear or practice before it. The amendment clarifies the Commission's standard for determining when accountants engage in ``improper professional conduct'' under Rule 102(e)(1)(ii).

Source

Authoritative: Federal Register document
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