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Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception

SEC · other · Published 2016-03-11 · 81 FR 12821

Document

Document number
C1-2016-03178
Federal Register citation
81 FR 12821
CFR reference
17 CFR 240
Type
Rule
Action
Category
other
Agency
US Securities and Exchange Commission
Publication date
2016-03-11
Docket
Release No. 34-77104

Source

Authoritative
Federal Register document
Machine
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