← SEC administrative proceedings

Convergex Execution Solutions, LLC and Now Known as Cowen Execution Services LLC

Exchange Act of 1934 · 34-84116, IA-5007 · — · File 3-18761

Proceeding

Release Number

34-84116, IA-5007

Statutory Act

Exchange Act of 1934

File Number

3-18761

Publish Date

—

Respondents

• Convergex Execution Solutions, LLC and Now Known as Cowen Execution Services LLC

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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