← SEC administrative proceedings

UBS Financial Services Inc.

Exchange Act of 1934 · 34-95168, IA-6060 · 2022-06-29 · File —

Proceeding

Release Number

34-95168, IA-6060

Statutory Act

Exchange Act of 1934

File Number

—

Publish Date

2022-06-29

Respondents

• UBS Financial Services Inc.

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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