← SEC administrative proceedings

Michael Batterman and Randall B. Batterman III James T. Kelly, Administrative Law Judge

Investment Advisers Act of 1940 · IA-2171 · — · File 3-11259

Proceeding

Release Number: IA-2171
Statutory Act: Investment Advisers Act of 1940
File Number: 3-11259
Publish Date: —

Respondents

Michael Batterman and Randall B. Batterman III James T. Kelly, Administrative Law Judge

Source

Authoritative: SEC Administrative Proceedings
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