← SEC administrative proceedings
James Alexander Shepherd
Investment Advisers Act of 1940 · IA-3815 · 2014-04-08 · File 3-15831
Proceeding
- Release Number
IA-3815
- Statutory Act
- Investment Advisers Act of 1940
- File Number
3-15831
- Publish Date
- 2014-04-08
Respondents
Source
- Order PDF
- SEC.gov
- Authoritative
- SEC Administrative Proceedings
- Machine
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