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Cambridge Investment Research Advisors, Inc.

Investment Advisers Act of 1940 · IA-4361 · 2016-04-05 · File 3-17195

Proceeding

Release Number

IA-4361

Statutory Act

Investment Advisers Act of 1940

File Number

3-17195

Publish Date

2016-04-05

Respondents

• Cambridge Investment Research Advisors, Inc.

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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