← SEC administrative proceedings

Geoffrey J. Thompson

Investment Advisers Act of 1940 · IA-5474 · 2020-04-07 · File 3-19744

Proceeding

Release Number

IA-5474

Statutory Act

Investment Advisers Act of 1940

File Number

3-19744

Publish Date

2020-04-07

Respondents

• Geoffrey J. Thompson

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

JSON-LD · Markdown